Cleary Gottlieb and Tiantong & Partners 天同律师事务所 are continuing their collaboration to produce joint analyses regarding some of the current U.S. regulatory challenges for Chinese companies. This second analysis is based on a case study of U.S. efforts to extradite Huawei’s CFO, Meng Wanzhou, from Canada, and considers risk mitigation for Chinese corporate executives travelling
Regulatory
U.S. Regulatory Challenges For Chinese Companies: The TikTok Case Study
By Cleary Gottlieb on
Cleary Gottlieb and TianTong Law Firm recently produced a joint analysis regarding some of the current U.S. regulatory challenges for Chinese companies. The analysis is based on a case study of the national security review concerning the video sharing network TikTok, and an analysis of the Chinese government’s powers under Chinese law to obtain and…
FINRA Issues Regulatory Notice 20-08 Providing Guidance and Regulatory Relief to Members Addressing COVID-19 Pandemic
By Colin D. Lloyd, Carl F. Emigholz & Jim Wintering on
On March 9, 2020, the Financial Industry Regulatory Authority (FINRA) updated its guidance for broker-dealers’ pandemic-related business continuity plans (BCPs) and issued regulatory guidance and relief from some of their obligations in response to the novel coronavirus (COVID-19) global pandemic. FINRA made clear that Regulatory Notice 20-08 imposes no new rules or obligations on members and applies only to members’ obligations under FINRA’s rules and regulations and not those of other securities regulators. Acknowledging the evolving nature of the crisis, FINRA also invited members to consult with the organization to address additional compliance challenges as they arise, noting that additional regulatory guidance and relief may be provided at a later date. Finally, FINRA indicated that Regulatory Notice 20-08 will remain effective until a subsequent notice of cessation is published.
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